| A
(Necessary) Primer on EMR Server and Database Backups
Please note that HIPAA regulations
require a backup and recovery plan that includes a daily
offsite backup of your EMR (Electronic Medical Records) data. This requires that at the
very least, you should backup your database containing your
patient records and store it offsite on a daily basis. In
addition, it is usually a good idea to do monthly full backups
of your server and store it at an offsite location in case of
a disaster. These steps will help to get you up and running
quickly in case of a disaster.
In order to comply with HIPAA requirements,
our specific recommendations are listed below.
Weekly/Monthly Full Server Backups:
At a minimum, we recommend a full server
backup on a monthly basis. Weekly backups are even better, if
possible. In the event of a complete server crash, this, in
combination with the latest database backup should have you up
and running in a very short time.
Daily Database Backups:
There are several options you can follow to
meet this requirement. Each of these is listed below with a
recommended cycle time.
Daily Tape/CD/DVD Backups
If your EMR server has a built in tape drive,
you may want to take this route. In this case, you will have
to purchase a minimum of seven tapes, each with the capacity
to hold a full daily backup of the database. Each of these
tapes will be labeled with a day of the week like 'Monday',
'Tuesday' etc. Each tape will be inserted into the tape drive
on the day labeled. You can set the built in database backup
utility of SQL Server to backup to this media every day at a
specified time. This media will then need to be swapped out
every day and taken off site. This will ensure that you have
at least 7 days of backups available of the database.
Pros
of this approach:
 |
Once
the routine is established, you just have to follow it to
ensure that you have the backups done. |
Cons
of this approach:
 |
This
is the slowest method for backups and takes the longest
time |
 |
Tape
media (at least in my experience) is not as reliable as
using External Hard Drives or CD or DVD media |
 |
This
involves the most manual involvement and needs you to swap
out and take the media off site every day |
 |
As
the backup size of your Electronic Medical Records file grows, you could run into space issues on
the media, forcing you to switch to higher capacity media
such as external hard drives etc. |
 |
Tape
drives are expensive and add to the initial investment |
Daily External Hard Drive/Thumb Drive
backups
If your server has available USB slots, you
may be able to attach external compact USB hard drives or high
capacity thumb drives to use as the backup media. This is
easier to use and you can create folders in the drive that
each day of the week backs up to. You can do the backups using
the built in SQL Server backup utility.
Pros
of this approach:
 |
Easier
to setup and use and easier to carry in your pocket |
 |
Once
the routine is established, you just need to follow the
schedule |
 |
More
reliable than tape backups and as reliable as CD or DVD
media |
Cons
of this approach:
 |
You
still need to remember to swap out the drives daily |
 |
Though
the media is more reliable, it is still susceptible to
failure |
 |
Though
your EMR backup may physically be off site, you are opening
yourself up to the possibility of misplacing or losing the
backup media (a problem with HIPAA Regulations) |
Automated Online Backups
This is the third option. Here you install a
client software on your EMR Server that automatically launches a
backup to a remote server through the web. The backup software
should be carefully picked to make sure that it meets the
encryption requirements for HIPAA.
Pros
of this approach:
Cons
of this approach:
 |
The
initial backups will take hours to run. With the right
software, the subsequent backups should run in a few
minutes a day using 'Bit Patching' or similar technology. |
 | In the event of a disaster, you will need
to contact the server and go through a download process
that will again take a few hours. |
What do we recommend? It is our experience
that you can never have too much redundancy in data backups. I
recommend using at least 2 of the above 3 methods, with
automated online backups being one of them. This will serve as
your 'safety net' in case your primary local backup method
fails. The loss of even a small amount of data can be a
significant blow to a doctors' office, resulting in weeks of
catch up work. It is far better to insure against that by
putting in redundancy in your backup plan, than to fret about
it after the fact.
Naveen
V.
www.emr-electronicmedicalrecords.com
DoctorsPartner
EMR and PM
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